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ACAMS Certified Anti-Money Laundering Specialists (CAMS中文版) Sample Questions:
1. 根據金融行動特別工作組的說法,作為其風險評估的一部分,信託和公司服務提供者在建立和管理信託時必須了解哪些重要數據和資訊?(選兩個。)
A) 結構中的職責與權限
B) 信託的管理架構
C) 信託業務的一般性質
D) 結構背後的一般用途
E) 結構中的資金來源
2. 國家金融情報機構的三項基本職能是什麼?
A) 接收、分析、傳播
B) 訓練、分享、收集
C) 編譯、評估、監控
D) 調查、報告、紀錄
3. 守門人,包括會計師,可以很好地識別和發現工作類型或客戶活動性質的變化。
為了做到這一點,他們需要了解與以下相關的風險:(選擇兩個。)
A) 企業實體客戶。
B) 會計客戶的經驗。
C) 所要求服務的主題。
D) 短期客戶關係。
4. 當機構得知某位員工因傳票或搜索令而受到執法部門調查時,哪一項敘述是正確的?
A) 作為雇主,該機構有義務告知員工他或她正在接受執法部門的調查,不得告知他們已收到搜查令或傳票
B) 如果獨立調查提供了對員工進行面談的理由,則可以對他們進行面談,並在必要時終止購買,但不建議他們正在接受調查
C) 員工可以而且應該接受面談,並通知調查情況,以證明違規行為的嚴重性並獲得員工的充分關注和合作
D) 在任何情況下,未經執法部門同意,機構不得對員工進行面談,以免洩密
5. 根據沃爾夫斯堡代理銀行反洗錢原則,哪兩個因素會增加代理銀行客戶的風險並需要額外的盡職調查?(選兩個。)
A) 客戶位於金融行動特別工作小組成員國,主要向當地個人客戶提供服務。
B) 客戶位於金融行動特別工作小組成員國,且銀行資訊安全負責人是政治人物。
C) 客戶位於非金融行動特別工作小組成員國,主要為從事國際貿易的商業客戶提供服務。
D) 客戶位於金融行動特別工作組成員國,並向鄰國的其他代理銀行提供服務。
Solutions:
| Question # 1 Answer: A,D | Question # 2 Answer: A | Question # 3 Answer: A,C | Question # 4 Answer: B | Question # 5 Answer: B,C |
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