ACI 3I0-003 Exam : ACI SETTLEMENTS CERTIFICATE

ACI 3I0-003 exam
  • Exam Code: 3I0-003
  • Exam Name: ACI SETTLEMENTS CERTIFICATE
  • Updated: Sep 11, 2026
  • Q & A: 100 Questions and Answers

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Introduction to ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam

The ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam is the new exam version that has replaced the well known ACI Model Code exam (3I0-002). As the Model code exam was retired in 2017, this document will only focus on the ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam. The ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE exam tests the comprehension of the six topics and 55 principles set out in the Global Code by a person and is an excellent first step in demonstrating compliance with the new Code and a possible differentiator in terms of career advancement. The program is designed for market participants (as specified by the ACI 3I0-003), including buying and selling groups, intermediaries, regulators and central banks, and is applicable to individuals engaged in front-end trading, middle-class, working, compliance and risk functions.

What is the duration, language, and format of ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam
  • Passing percentage: 75%
  • Language of Exam: English
  • Duration of Exam: 60 minutes
  • Questions: 40
  • Validity: 1 year
  • Format: Multiple choice

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Follow the following steps in order to register for the ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam:

  • Step 1: Visit ACI FMA website by clicking here
  • Step 3: Scroll down and press the button “Register Your Place”
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  • Step 3: On the new page, against your desired exam, press the “Book online exam” button
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ACI 3I0-003 Exam Syllabus Topics:
SectionObjectives
Deal Capture and Confirmations- Trade processing
  • 1. Confirmations and matching procedures
  • 2. SWIFT message usage
  • 3. Trade validation
  • 4. Deal capture and trade entry
Financial Markets and Treasury Operations- Overview of financial markets
  • 1. Front-to-end transaction lifecycle
  • 2. Front, middle and back office functions
  • 3. Roles of market participants
Settlement, Netting and Clearing- Settlement processes
  • 1. Continuous Linked Settlement (CLS)
  • 2. Domestic and international payment systems
  • 3. Correspondent banking and Nostro/Vostro accounts
  • 4. Delivery versus Payment (DvP)
  • 5. Netting mechanisms
Financial Instruments and Settlement Processes- Core products
  • 1. Money market instruments
  • 2. Foreign exchange instruments
  • 3. Derivatives
  • 4. Short-term bonds and notes
Treasury Systems and Data Management- Systems and reference data
  • 1. Standard Settlement Instructions (SSI)
  • 2. Customer data management
  • 3. Static data management
  • 4. Treasury communication systems
Reconciliations and Investigations- Operational controls
  • 1. Account reconciliation
  • 2. Resolution of outstanding items
  • 3. Exception investigation
Risk Management, Controls and Documentation- Operational risk and compliance
  • 1. Documentation and industry best practices
  • 2. Settlement and delivery risk
  • 3. Business continuity and disaster recovery
  • 4. Internal controls and segregation of duties

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